Environment Canada's Three-Year Risk-Based Audit and Evaluation Plan 2009-2012

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Appendix D – OCG Core Management Controls

OCG Core Management Controls
Project Governance and
Strategic Directions
Public Service Values Policy and Programs People Citizen- focused Service Risk Management Stewardship Accountability Learning,
Innovation
and Change Management
Results and Performance
Internal Audit Projects
Carry-over from 2008-2009
Occupational Health and Safety       X   X        
Hydrometric Monitoring Stations – Federal-Provincial Agreements               X    
Efficiency of the Contracting Process             X      
Specified Purpose Accounts             X      
Costing and Pricing (Vote Netted Revenue)             X      
Accounts Payable at Year-end             X      
2009-2010
Physical Security           X        
Life-cycle Management of Assets             X      
Governance of Information Management X         X X      
Governance of Specialized IT Resources X     X X   X      
Management of Additional Funding Received – Canadian Environmental Sustainability Indicators X   X X   X X X X X
Management of Additional Funding Received – Federal Contaminated Sites Action Plan X   X X   X X X X X
Management of Additional Funding Received – Modernizing Federal Laboratories X   X X   X X X X X
Management of Additional Funding Received – Arctic Research Infrastructure X   X X   X X X X X
Weather Predictions Program     X              
CAE Holistic Opinion       X   X X      
Internal Audit Follow-ups                    
2010-2011
Classification       X            
Values and Ethics   X                
Financial Audits             X      
Governance Framework/ Operational Planning and Reporting X         X X X    
Assets and Inventory             X      
Business Continuity           X        
Greening Initiatives/ Sustainability X         X        
IMIT Project (TBD)                    
Official Language Policy       X            
Water Management     X              
Stakeholder and Partnership Management     X   X          
Performance Information in Strategic Planning and Reporting Documents             X      
Greenhouse Gas Data Collection, Management and Reporting X   X   X X   X   X
Financial Audit – Continuous Auditing             X      
CAE Holistic Opinion (elements TBD)                    
2011-2012
Financial Audits             X      
Departmental Resources and Capacity X   X X X X X      
Vehicle Scrappage X   X             X
Migratory Birds     X              
Vehicles and Engines     X              
Protected Areas Management     X              
International Environmental Interests     X   X          
Financial Audit – Continuous Auditing             X X   X
External Audit Projects
2009-2010
PSC Audit of the Federal Student Work Program       X     X      
OAG Audit of Protecting Fish Habitat X   X         X   X
CESD Kyoto Protocol Implementation Audit X         X   X   X
CESD Audit of the Canadian Environmental Assessment Act (CEAA) X   X     X   X   X
CESD Audit of the Federal Sustainable Development Strategy – Review and Comment under C-474 X         X     X  
CESD Audit of the Management of Toxic Substances X   X     X       X
CESD Audit of the National Pollutant Release Inventory X       X X       X
CESD Study of Analytical Methods for Integrated Decision-making and Sustainable Development X   X     X       X
OAG Government Wide Performance Audit of Evaluation             X     X
OAG Audit of Land Management on Reserves X       X X        
OCG Horizontal Audit - IT Asset Management             X      
OCG Horizontal Audit - Business Cases for Major Investments (Risk Analysis and Plans)             X      
OCG Horizontal Audit - Real Property Assets (Life-Cycle Management)             X      
OCG Horizontal Audit - Financial Reporting Controls             X      
2010-2011
OAG Audit of Implementation of the Public Service Modernization Act   X   X     X   X  
CESD Climate Change Follow-up X   X     X       X
CESD/OAG Audit of Sustainability in the Northwest Territories X       X X        
CESD Audit of Pollution and Accidents at Sea           X        
CESD Audit of Management of Water Resources X   X         X X  
OCOL Follow-up audit of Automated Bilingual Weather and Environmental Information     X   X          
2011-2012
CESD Severe Weather Follow-up     X     X       X
CESD Audit of the Kyoto Protocol Implementation Act X         X   X   X
CESD Audit of Environmental Data Collection and Reporting X   X   X X X X   X
CESD Audit of the Federal Sustainable Development Strategy under C-474 X         X     X  
CESD Audit of Environmental Enforcement and Compliance X       X   X X    
CESD Audit of Land-based Pollution Emergencies     X     X        
CESD Audit of Electronic Waste     X     X        
CESD Report Card on compliance with Official Languages Requirements       X X   X      

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