Environment Canada's Three-Year Risk-Based Audit and Evaluation Plan 2009-2012

Appendix C – Linkage to Corporate Risks

Linkage to Corporate Risks
Project	Corporate Risk Domain and Category
	A. Strategic			B. Operational									C. Hazard
	Organi- zational Change	Strategic Oversight and Direction	Stake- holder Engage- ment	Human Resour- ces	Third Party	Know- ledge Capital	Capital Infra- structure	Infor- mation Tech- nology Infra- structure	Legal and Compli- ance	Internal Fraud	External Fraud	Business Proc- esses	Natural Hazards	Human Actions – Inten- tional	Human Actions – Uninten- tional
Internal Audit Projects
Carry-over from 2008-2009
Occupational Health and Safety									X				X	X	X
Hydrometric Monitoring Stations – Federal-Provincial Agreements	X		X						X
Efficiency of the Contracting Process					X							X
Specified Purpose Accounts									X			X
Costing and Pricing (Vote Netted Revenue)												X
Accounts Payable at Year-end									X			X
2009-2010
Physical Security										X	X	X		X	X
Life-cycle Management of Assets		X					X
Governance of Information Management						X		X
Governance of Specialized IT Resources						X		X
Management of Additional Funding Received – Canadian Environmental Sustainability Indicators
Management of Additional Funding Received – Federal Contaminated Sites Action Plan	X	X										X
Management of Additional Funding Received – Modernizing Federal Laboratories	X	X										X
Management of Additional Funding Received – Arctic Research Infrastructure	X	X										X
Weather Predictions Program						X
CAE Holistic Opinion				X	X	X	X	X		X	X	X	X	X	X
Internal Audit Follow-ups							X	X				X
2010-2011
Classification				X
Values and Ethics									X	X	X
Financial Audits												X
Governance Framework/ Operational Planning and Reporting	X	X
Assets and Inventory							X					X
Business Continuity	X	X					X	X	X				X	X	X
Greening Initiatives/ Sustainability	X						X		X			X
IMIT Project (TBD)						X		X
CAE Holistic Opinion (elements TBD)
Official Language Policy				X					X			X
Water Management	X	X										X
Stakeholder and Partnership Management			X									X
Management of Additional Funding Received – Mackenzie Gas Pipeline (MGP) Project	X	X										X
Greenhouse Gas Data Collection, Management and Reporting	X								X
Financial Audit – Continuous Auditing												X
2011-2012
Financial Audits												X
Vehicle Scrappage												X
Migratory Birds
Vehicles and Engines												X
Protected Areas Management												X
International Environmental Interests												X
Financial Audit – Continuous Auditing												X
Evaluation Projects
Carry-over from 2008-2009
Clean Air Agenda – Evaluation Oversight
Clean Air Regulatory Agenda (CARA) – Thematic Evaluation Plan									X
Weather Predictions – Evaluation Plan						X
Federal Contaminated Sites Action Plan									X				X	X	X
EcoAction Funding			X									X
Habitat Stewardship Contribution Program			X									X
Environmental Damages Fund					X							X		X	X
Grants to Support Environmental Research and Development					X							X
Contributions to support Environmental Research and Development			X		X							X
Contributions to support Environmental and Sustainable Development Initiatives			X									X
Contributions to support Canada’s International Commitments			X						X			X
Invasive Alien Species													X
Enforcement Program									X
National Agri-environmental Standards Initiative (NAESI)									X
Chemicals Management Plan – Evaluation Plan	X								X				X	X	X
Strategic Environmental Assessment (SEA)									X
Building Public Confidence in Pesticide Regulation and Improving Access to Pest Management Products (BPC)		X							X
2009-2010
Clean Air Regulatory Agenda (CARA) Thematic Evaluation									X
International Actions Thematic Evaluation									X
Clean Air Community Partnerships Thematic Evaluation			X
Evaluation of the National Air Quality Health Index			X
Improve Climate Change Scenarios Evaluation													X
Clean Air Agenda (CAA) Management and Accountability Thematic Evaluation		X
Chemicals Management Plan	X								X				X	X	X
Great Lakes Action Plan									X				X	X	X
Federal Species at Risk – Evaluation Plan	X	X	X		X				X				X
Renewable Fuels – Evaluation Plan									X
Freshwater Initiatives – Evaluation Plans									X				X	X	X
2010 Olympic and Paralympic Winter Games
Weather Predictions Program						X
Water Management – Evaluation Plan	X	X	X						X
Wildlife Habitat Canada Foundation			X						X			X
Evaluation Follow-ups												X
2010-2011
Adaptation Thematic Roll-Up
Clean Air Agenda (CAA) Horizontal Roll-Up
Federal Species at Risk Program	X	X	X		X				X				X
Lake Simcoe Freshwater Initiative									X				X	X	X
Lake Winnipeg Freshwater Initiative									X				X	X	X
Northwest Territories Protected Areas Strategy Program		X	X
Policy on Green Procurement									X			X
Federal Contaminated Sites Action Plan									X				X	X	X
Regulatory Improvements for Major Resource Projects									X
Ice Program			X			X							X
Stakeholders and Partnership Management			X		X
Water Management	X	X	X						X
Weather Prediction Program – Dissemination Systems and Service Delivery			X		X	X		X
Greening Initiatives/ Sustainability	X						X		X			X
Grant or Contribution (TBD)
Grant or Contribution (TBD)
Performance Information in Strategic Planning and Reporting Documents	X	X
Greenhouse Gas Data Collection, Management and Reporting	X								X
2011-2012
Renewable Fuels									X
Industrial Sector Emissions Program									X
Water Science and Technology Laboratory Network and Technology (Services and Knowledge Transfer)			X		X		X
Grant or Contribution (TBD)
Grant or Contribution (TBD)
National Aboriginal Strategy			X
Vehicle Scrappage			X									X
External Audit Engagements
2009-2010
PSC Audit of the Federal Student Work Program				X
OAG Audit of Protecting Fish Habitat									X				X	X	X
CESD Kyoto Protocol Implementation Audit									X
CESD Audit of the Canadian Environmental Assessment Act (CEAA)									X
CESD Audit of the Federal Sustainable Development Strategy – Review and Comment under C-474	X								X
CESD Audit of the Management of Toxic Substances									X				X	X	X
CESD Audit of the National Pollutant Release Inventory			X						X					X	X
CESD Study of Analytical Methods for Integrated Decision-making and Sustainable Development	X	X
OAG Government Wide Performance Audit of Evaluation												X
OAG Audit of Land Management on Reserves	X		X										X	X	X
OCOL Report Card on Compliance with Official Languages				X					X
OCG Horizontal Audit - IT Asset Management	X	X		X		X		X	X	X	X	X		X	X
OCG Horizontal Audit - Business Cases for Major Investments (Risk Analysis and Plans)		X					X	X	X	X	X			X	X
OCG Horizontal Audit - Real Property Assets (Life-Cycle Management)					X	X	X		X	X	X	X		X	X
OCG Horizontal Audit - Financial Reporting Controls	X	X		X	X	X		X	X	X	X	X		X	X
2010-2011
OAG Audit of Implementation of the Public Service Modernization Act									X
CESD Climate Change Follow-up									X
CESD/OAG Audit of Sustainability in the Northwest Territories	X		X										X	X	X
CESD Audit of Pollution and Accidents at Sea									X				X	X	X
CESD Audit of Management of Water Resources	X	X							X
OCOL Follow-up audit of Automated Bilingual Weather and Environmental Information			X						X
2011-2012
CESD Severe Weather Follow-up									X
CESD Audit of the Kyoto Protocol Implementation Act									X
CESD Audit of Environmental Data Collection and Reporting						X			X
CESD Audit of the Federal Sustainable Development Strategy under C-474	X								X
CESD Audit of Environmental Enforcement and Compliance									X
CESD Audit of Land-based Pollution Emergencies									X				X	X	X
CESD Audit of Electronic Waste									X					X	X

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